Data field · Organisation

Security registration status

The observed, reported, measured, or estimated security registration status for an organisation, on the basis and date stated by the source.

Who carries it ↓

2Data sources

2Providers

2Free to access

Sources that carry it

2 sources

Financial Industry Regulatory Authori…

BrokerCheck Data

One BrokerCheck Source combining public arbitrary-name/CRD lookup and FINRA offered broker/firm downloads. It documents individual and firm identity, registrations, employment, qualifications, ownership/executive roles, business activities, affiliations, and disclosure-event concepts. No unofficial endpoint, residential address, or full birth date is claimed.

Free Full file National US 32 fields

U.S. Securities and Exchange Commissi…

Investment Adviser Public Disclosure and Form ADV Data

One public investment-adviser registry Source combining IAPD arbitrary firm/representative lookup with current XML compilations and historical Form ADV Part 1 CSV archives. Exact scalar leaves cover firm and representative identity, registrations, offices, owners/executives, affiliations, employment, business activities, filing pins, and disclosure indicators. Private-residence location/contact leaves and document bodies are excluded.

Free Full file National US 121 fields

Questions it helps answer

Organisation governance and role-based control Organisation legal ownership and voting interests Professional regulatory action and discipline Typed person-to-organisation affiliations Organisation licence and authority standing Organisation regulatory actions Professional licence standing Shared organisation principals and representatives Civil judgment history Civil litigation involvement Criminal case history Organisation judgment history

Need Security registration status at scale?

We compare every source that carries it on your own records — fill rate, freshness, definition — and bring the winner into production for you.