Typed person-to-organisation affiliations

For a name- or CRD-selected individual, BrokerCheck reports current and former registered firms and Form U4 employment entries with organisation, role, and dates; stale “Present” employment after registration ends must be corroborated.

Officer-name search plus resolved officer appointments, and PSC notification lists, return company identity, role and appointment, resignation, notification or cessation dates; same-name identities must be resolved before use.

IAPD individual compilations report current employer, employment history with from/to dates, and prior registered organisations with registration begin/end dates; organisation IDs and report generation time pin identity and as-of.

Enigma's standing U.S. business graph exposes person, role, brand/legal-entity, email, address, and operating-location relationships with first- and last-observed dates. A resolved person-role relationship supports an observed business affiliation, not certified employment, office, ownership, or control.

Public person lookup documents employer legal name, financial-services employment indicator, sponsoring company, and associated branch for a buyer-selected NMLS individual. Each relationship type is preserved and sponsorship is not converted into appointment or exclusivity.

Authenticated officer-name lookup returns resolved officer records with company, position, provenance, and dates; same-name identity requires resolution.

Buyer-selected person enrichment returns public professional-profile company, title, and observed or verified job dates; it is profile evidence, not legal ownership or officer status.

The reusable full corporate files can be searched for a resolved person across corporation identifiers and return the person's coded officer title in each covered entity, with annual-report dates, last-transaction date, and file vintage. Same-name matches require independent resolution and the file may lag the live register.