Datastruct
DATASTRUCT
Data field · Organisation

Registration basis

The legal or regulatory basis on which an organisation is eligible, required, exempt, or no longer eligible to register or report as an investment adviser.

Who carries it ↓
1Data sources
1Providers
1Free to access
Field SRC Investment Adviser…

Sources that carry it

1 source
U.S. Securities and Exchange Commissi…
Investment Adviser Public Disclosure and Form ADV Data

One public investment-adviser registry Source combining IAPD arbitrary firm/representative lookup with current XML compilations and historical Form ADV Part 1 CSV archives. Exact scalar leaves cover firm and representative identity, registrations, offices, owners/executives, affiliations, employment, business activities, filing pins, and disclosure indicators. Private-residence location/contact leaves and document bodies are excluded.

Free Full file National US 121 fields

Questions it helps answer

Organisation governance and role-based controlOrganisation legal ownership and voting interestsTyped person-to-organisation affiliationsOrganisation corporate relationshipsPerson organisation ownership and control interestsProfessional regulatory action and disciplineShared organisation principals and representativesCivil litigation involvementCriminal case historyOrganisation litigation history

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