Datastruct
DATASTRUCT
Data field · Organisation · Person

Professional disclosure event type

The category of a disclosed professional or regulated-firm matter, such as civil or arbitration history.

Who carries it ↓
1Data sources
1Providers
1Free to access
Field SRC BrokerCheck Data

Sources that carry it

1 source
Financial Industry Regulatory Authori…
BrokerCheck Data

One BrokerCheck Source combining public arbitrary-name/CRD lookup and FINRA offered broker/firm downloads. It documents individual and firm identity, registrations, employment, qualifications, ownership/executive roles, business activities, affiliations, and disclosure-event concepts. No unofficial endpoint, residential address, or full birth date is claimed.

Free Full file National US 32 fields

Questions it helps answer

Organisation governance and role-based controlOrganisation legal ownership and voting interestsProfessional regulatory action and disciplineTyped person-to-organisation affiliationsOrganisation licence and authority standingOrganisation regulatory actionsProfessional licence standingShared organisation principals and representativesCivil judgment historyCivil litigation involvementCriminal case historyOrganisation judgment history

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